DFX Intelligence
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Feed of 09/15/2026
Also filed as J••••• D•••
At current firm
2 y
since Dec 22, 2023
In the industry
12 y
since Sep 5, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Dec 22, 2023 · Sarasota, Fl
- E••••• J•••• national BDNov 3, 2014 to Dec 24, 2015 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to F••••• I•••••••••left Dec 24, 2015, registered Dec 22, 2023 (2920 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address