DFX Intelligence
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Registered advisor
B•••••• T••••• K•••••
Feed of 09/14/2026
At current firm
1 y
since Feb 14, 2025
In the industry
11 y
since Feb 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Feb 14, 2025 · Wallace, Id
- W•••• F•••• A••••••• wirehouseSep 27, 2017 to Feb 19, 2025 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•••••••• S••••••••• I•••left Feb 19, 2025, registered Feb 14, 2025 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedFeb 19, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address