DFX Intelligence
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Registered advisor
A••••• B••••••• S•••••••••
Feed of 09/15/2026
Also filed as A••••• S••••••••• B••••••• S•••••••••
At current firm
4 y
since Nov 17, 2021
In the industry
16 y
since Jul 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Nov 17, 2021 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseJul 23, 2021 to Nov 5, 2021 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to F••••• I•••••••••left Nov 5, 2021, registered Nov 17, 2021 (12 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address