DFX Intelligence
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Registered advisor
S•••• A•••• I••••••
Feed of 09/19/2026
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Business email
- ••• Lockedreportedadvisorscapital.comfirm site, Sep 24, 2026
- Advisor profile
- ••• Lockedreportedadvisorscapital.comfirm site, Sep 24, 2026
- Advisor profile
- ••• Lockedreportedadvisorscapital.comfirm site, Sep 24, 2026
At current firm
0 y
since Sep 18, 2026
In the industry
11 y
since Dec 12, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Regional Sales Directorreportedadvisorscapital.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- A••••••• C•••••• M••••••••• L•• independent RIA currentsince Sep 18, 2026 · Carroll, Oh
- F••••••• A•••• M••••••••• L•• mixed wealthJul 24, 2019 to Feb 6, 2026 · Sheridan, Wy
- C•••• S•••• F•••••••• G•••• L•• independent RIAMar 1, 2016 to May 6, 2016 · Albuquerque, Nm
- F••••••• S••••••••• I••• formerJan 9, 2015 to May 3, 2016 · Castle Rock, Co
Moves
a registration end followed by a registration begin elsewhere
- F••••••• A•••• M••••••••• L•• to A••••••• C•••••• M••••••••• L••left Feb 6, 2026, registered Sep 18, 2026 (224 days) · RIA to RIA
- C•••• S•••• F•••••••• G•••• L•• to F••••••• A•••• M••••••••• L••left May 6, 2016, registered Jul 24, 2019 (1174 days) · RIA to RIA
- F••••••• S••••••••• I••• to C•••• S•••• F•••••••• G•••• L••left May 3, 2016, registered Mar 1, 2016 (-63 days) · Other
Signals
- ••• LockedSep 18, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address