DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Advisors Capital Management, LLC
Latest filing Sep 8, 2026
First filing on the tape Feb 6, 2012 · 61 filings
SEC status approved since May 16, 2003
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$11B individuals and HNW
Advisors
59
registered through the firm on IAPD
RAUM per advisor
$207M
derived; firm RAUM over IAPD count
Employees
103
57 advisory (5.B.1)
Offices
23
beyond the principal office
Private funds
0
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$12B as of Mar 31, 2026
Feb 6, 2012$329M then
HNW client RAUM$6.3B as of Mar 31, 2026
Mar 7, 2018$383M then
State-registered IARs (5.B.3)57 as of Mar 31, 2026
Feb 7, 20137 then
Employees (5.A)103 as of Mar 31, 2026
Feb 7, 201313 then
Private funds: no history
RAUM +29% over the last fiscal year+30% a year over threeIARs 50 to 57offices 19 to 23
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $207MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 302derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $672,616derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.5derived24 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +24%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,500reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$6.3B53%
- Individuals$5.0B42%
- Corporations and businesses$356M3.0%
- Insurance companies$124M1.0%
- Pension and profit-sharing plans$105M0.9%
- Charitable organizations$103M0.9%
- State and municipal entities$1.1M0.0%
- Individual clients
- 14,979reported
- HNW clients
- 2,863reported
- Pension plan clients
- 64reported
- Charitable clients
- 59reported
- Accounts
- 18,140reported
- Financial planning clients
- 1,500reported
- Wrap fee programs
- $0 sponsored, $3.3B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
57 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Steven Lieberman | Ridgewood, Nj | Jan 3, 2005 | 22 y | 1 |
| Kevin Gerard Kern | Ridgewood, Nj | Apr 27, 2005 | 27 y | 1 |
| Mark William OpilaCertified Financial Planner | Millsboro, De | Sep 28, 2006 | 36 y | 0 |
| David Jonathan Lieberman | Ridgewood, Nj | Mar 7, 2013 | 21 y | 1 |
| Lee Vincent Balducci | Ridgewood, Nj | Oct 10, 2013 | 28 y | 1 |
| Joseph Robert Richard | Pittsford, Ny | Apr 1, 2014 | 27 y | 1 |
| Karen Paula Loschiavo | Ridgewood, Nj | Jan 7, 2015 | 31 y | 0 |
| Michael Emmanuel Brodie | Ridgewood, Nj | Jan 13, 2015 | 26 y | 1 |
| Jeffrey P DeissCertified Financial Planner | Ridgewood, Nj | Apr 20, 2015 | 21 y | 3 |
| John James BruggemannCertified Financial Planner | Ridgewood, Nj | Apr 29, 2015 | 20 y | 2 |
| Joanne Feeney | Ridgewood, Nj | Aug 27, 2015 | 20 y | 0 |
| Robert Judd Lasater | Ridgewood, Nj | Oct 3, 2015 | 18 y | 2 |
| Jeremy Alan LiebermanChartered Financial Analyst | Ridgewood, Nj | Sep 25, 2017 | 11 y | 0 |
| Robert Ryan Mckinney | Wexford, Pa | Dec 7, 2017 | 33 y | 2 |
| Kevin Scott Kelly | Fort Lauderdale, Fl | Jan 24, 2019 | 15 y | 0 |
| Susan Carol KimmelCertified Financial Planner | Ridgewood, Nj | Aug 9, 2019 | 31 y | 1 |
| Kevin Eric StraussChartered Financial Analyst | Ridgewood, Nj | Nov 18, 2019 | 31 y | 1 |
| Matthew Brett TerzianCertified Financial Planner, Chartered Financial Analyst | Ridgewood, Nj | Feb 28, 2020 | 13 y | 2 |
| James Andrew Friedman | Ridgewood, Nj | Jun 25, 2020 | 32 y | 0 |
| Stephen Marc WeinerCertified Financial Planner | Ridgewood, Nj | Aug 29, 2020 | 10 y | 0 |
| Frani Michele FeitCertified Financial Planner | Ridgewood, Nj | Sep 24, 2020 | 13 y | 5 |
| Vincent Anthony MattoneCertified Financial Planner | Ridgewood, Nj | Jun 7, 2021 | 12 y | 2 |
| Theodore Marcel Shediac | Ridgewood, Nj | Sep 8, 2021 | 37 y | 1 |
| Zachary Ryan Smith | Ridgewood, Nj | Oct 15, 2021 | 13 y | 0 |
| Matthew D NimrickCertified Financial Planner | Lakewood, Co | Feb 17, 2023 | 13 y | 1 |
| Felipe MejiaCertified Financial Planner | Miami, Fl | May 23, 2023 | 10 y | 3 |
| Susan Marie AhlfeldCertified Financial Planner | Ridgewood, Nj | Jun 13, 2023 | 24 y | 1 |
| Corie Evan Gabriel | Ridgewood, Nj | Jul 20, 2023 | 22 y | 4 |
| Timothy Eric HermannCertified Financial Planner | Mt Kisco, Ny | Jul 20, 2023 | 19 y | 3 |
| Justin B Isaac | Aliso Viejo, Ca | Sep 26, 2023 | 18 y | 6 |
| Rodger Dale IsomCertified Financial Planner | Ridgewood, Nj | Oct 13, 2023 | 10 y | 2 |
| Konner Gershkoff | Ridgewood, Nj | Nov 29, 2023 | 11 y | 0 |
| Brian Glenn CarlsonCertified Financial Planner | Pittsford, Ny | Apr 8, 2024 | 16 y | 1 |
| Jamey Lynn Keller | Boca Raton, Fl | Jul 15, 2024 | 24 y | 4 |
| Christopher David BadaraccoCertified Financial Planner | Ramsey, Nj | Nov 6, 2024 | 11 y | 2 |
| Cindy Marie PitonzoChartered Financial Consultant | Ridgewood, Nj | Dec 4, 2024 | 13 y | 0 |
| Aaron Michael Robinson | Nashville, Tn | Jan 1, 2025 | 12 y | 2 |
| Richard Bryan Meyers | Green Cove Springs, Fl | Mar 10, 2025 | 26 y | 3 |
| Daniel Paul DerisoChartered Financial Analyst | Ridgewood, Nj | Mar 20, 2025 | 11 y | 0 |
| Jason David Dray | Auburn, Wa | Apr 25, 2025 | 20 y | 3 |
Advisor movement
7 left, 13 joined in 12 months
net +6 in 12 months2 left in 90 days2 joined in 90 daysdeparture rate 12% of current headcount11 left over 36 months
Left, latest
- Stephen Michael Cash to Mariner IndependentSep 11, 2026 · RIA to RIA
- Matthew Brent Lorner to Calamos Wealth Management LLCJul 7, 2026 · RIA to RIA
- Robert Michael Olsen to FartherJun 8, 2026 · RIA to RIA
- Brayden James Little to FartherJun 8, 2026 · RIA to RIA
- Lantz Daryle Bowman to Precedent Wealth Partners, LLCJun 3, 2026 · RIA to RIA
- Johnny C Fowler to Edward JonesMar 6, 2026 · RIA to affiliated broker-dealer or bank
- David Isaac Fuchs to Cwm, LLCMar 6, 2026 · RIA to affiliated broker-dealer or bank
- Nathan Buzaid Thomsen to Parallel Advisors, LLCApr 21, 2025 · RIA to RIA
- Michael J Knight to Sound Income Strategies, LLCMar 19, 2025 · RIA to RIA
- Cary Carbonaro to Ashton Thomas Private WealthAug 9, 2024 · RIA to RIA
- Richard Thomas Westhelle to Ashton Thomas Advisors LLCAug 9, 2024 · RIA to a newly registered adviser
- Amit Chopra to Newedge AdvisorsNov 3, 2022 · RIA to affiliated broker-dealer or bank
- Harold Thomas Delaney to Wealth Enhancement Advisory Services, LLCAug 25, 2020 · RIA to affiliated broker-dealer or bank
- Joseph Rocco Pecoraro to Beacon Pointe Advisors, LLCJul 21, 2020 · RIA to RIA
- Chris Joseph Engel to Meeder Asset Management, Inc.May 14, 2019 · Other
Joined, latest
- Philip Henry Allen from Cadaret Grant & Co IncSep 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brian Reith Patterson from Northwestern Mutual Investment Services,LLCJul 24, 2026 · Other
- Ira Gene Sager from Optimal WealthJun 15, 2026 · RIA to RIA
- Harmony Smith from Ameriprise Financial Services, LLCJun 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael J Knight from Sound Income Strategies, LLCMay 21, 2026 · RIA to RIA
- Jacob Newhard Saxton from MML Investors Services, LLCApr 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lindsey Jane Owen from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2, 2025 · Wirehouse to independent RIA
- Kenneth Ian Deane from The Pacific Financial Group, Inc.Nov 7, 2025 · RIA to RIA
- Jacob A Haynes from Ae Wealth Management, LLCNov 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Katherine Spines from Hcm Investors IncOct 31, 2025 · Other
- Nicholas Antony Caradonna from LPL Enterprise, LLCOct 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Vincent A Panizzi from Sequoia Financial Group, L.L.C.Oct 29, 2025 · Other
- Michael A Surbrug from Lord, Abbett & Co. LLCSep 17, 2025 · Other
- Gustave Joseph Scacco from Orange Investment Advisors, Inc.Sep 16, 2025 · RIA to RIA
- David Lee Ruff from Berkeley Capital Management LLCSep 12, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gerard Kevin Kern · Managing Membercontrolsince 12/2002 · owns 10% to 25%
- Charles Lieberman · Managing Member, Chief Investment Officercontrolsince 12/2002 · owns less than 5%
- Karl Robert Ross · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- Charles Lieberman · Trustorcontrolsince 01/2013 · owns 75% or more of Acm Holding Trust
- Joanne Feeney · Managing Membersince 01/2020 · owns less than 5%
- Jonathan David Lieberman · Managing Membersince 06/2005 · owns 5% to 10%
- Alan Jeremy Lieberman · Managing Membersince 09/2015 · owns 5% to 10%
- Steven Michael Lieberman · Managing Membersince 12/2004 · owns 5% to 10%
- Eric Kevin Strauss · Managing Membersince 01/2020 · owns less than 5%
Entity owners
- Acm Holding Trust · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Ac Funds, LLCinvestment adviseryRAUM $1.0B
- Advisors Capital Planning, LLCreal estatey
Advisers that list Advisors Capital Management, LLC as a related person
- 311748 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ridgewood, Nj · principal | 57 | 15 | 3 | ||
| Pittsford, Ny | 2 | 0 | 0 | ||
| Fort Lauderdale, Fl | 2 | 1 | 0 | ||
| San Jose, Ca | 0 | 0 | 1 | ||
| Spring, Tx | 0 | 0 | 1 | ||
| Bayville, Ny | 0 | 0 | 1 | ||
| Fort Worth, Tx | 0 | 0 | 1 | ||
| Monticello, Ar | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Ridgewood, NJ12 employees
- Wexford, PA2 employees
- Denver, CO1 employees
- Glastonbury, CT1 employees
- Houston, TX1 employees
- Litchfield, CT1 employees
- Naples, FL1 employees
- Nashville, TN1 employees
- Philadelphia, PA1 employees
- Raleigh, NC1 employees
- San Jose, CA1 employees
- San Mateo, CA1 employees
- Troy, MI1 employees
- Boca Raton, FL1 employees
- , 1 employees
- Cambridge, MA1 employees
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Mar 31, 2026 to Sep 8, 2026
- Other offices · 22 to 23Mar 31, 2026 to Sep 8, 2026
- Succession · false to unsetMar 31, 2026 to Sep 8, 2026
- Accounts · 14,670 to 18,140Dec 17, 2025 to Mar 31, 2026
- Advisory employees · 41 to 57Dec 17, 2025 to Mar 31, 2026
- Charity clients · 53 to 59Dec 17, 2025 to Mar 31, 2026
- Corporate clients · 137 to 171Dec 17, 2025 to Mar 31, 2026
- HNW clients · 1,858 to 2,863Dec 17, 2025 to Mar 31, 2026
- Individual clients · 12,561 to 14,979Dec 17, 2025 to Mar 31, 2026
- Pension plan clients · 58 to 64Dec 17, 2025 to Mar 31, 2026
- Employees · 87 to 103Dec 17, 2025 to Mar 31, 2026
- State-registered IARs · 50 to 57Dec 17, 2025 to Mar 31, 2026
- Other offices · 21 to 22Dec 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $9.5B to $12BDec 17, 2025 to Mar 31, 2026
- HNW RAUM · $4.3B to $6.3BDec 17, 2025 to Mar 31, 2026
- Individual RAUM · $4.4B to $5.0BDec 17, 2025 to Mar 31, 2026
- Pension RAUM · $85.3M to $105MDec 17, 2025 to Mar 31, 2026
- RAUM · $9.5B to $12BDec 17, 2025 to Mar 31, 2026
- Wrap assets (manager) · $2.5B to $3.3BDec 17, 2025 to Mar 31, 2026
- Other offices · 19 to 21Jul 25, 2025 to Aug 5, 2025
- Financial planning clients · More than 500 to More than 500Apr 21, 2025 to Jul 25, 2025
- Accounts · 12,646 to 14,670Aug 7, 2024 to Apr 21, 2025
- Advisory employees · 44 to 41Aug 7, 2024 to Apr 21, 2025
- Charity clients · 48 to 53Aug 7, 2024 to Apr 21, 2025
- Corporate clients · 113 to 137Aug 7, 2024 to Apr 21, 2025
- HNW clients · 1,356 to 1,858Aug 7, 2024 to Apr 21, 2025
- Individual clients · 11,067 to 12,561Aug 7, 2024 to Apr 21, 2025
- Pension plan clients · 59 to 58Aug 7, 2024 to Apr 21, 2025
- Employees · 88 to 87Aug 7, 2024 to Apr 21, 2025
- State-registered IARs · 38 to 50Aug 7, 2024 to Apr 21, 2025
- Other offices · 22 to 19Aug 7, 2024 to Apr 21, 2025
- Discretionary RAUM · $7.4B to $9.5BAug 7, 2024 to Apr 21, 2025
- HNW RAUM · $3.0B to $4.3BAug 7, 2024 to Apr 21, 2025
- Individual RAUM · $3.8B to $4.4BAug 7, 2024 to Apr 21, 2025
- Pension RAUM · $83.7M to $85.3MAug 7, 2024 to Apr 21, 2025
- RAUM · $7.4B to $9.5BAug 7, 2024 to Apr 21, 2025
- Wrap assets (manager) · $0 to $2.5BAug 7, 2024 to Apr 21, 2025
- Accounts · 10,510 to 12,646Dec 6, 2023 to Mar 29, 2024
- Advisory employees · 40 to 44Dec 6, 2023 to Mar 29, 2024
- Charity clients · 45 to 48Dec 6, 2023 to Mar 29, 2024
Signals
23 dated events
- Stephen Michael Cash left Advisors Capital Management, Llc for Mariner Independent (registered 2026-09-09)Sep 11, 2026 · Advisor changed firm · fact
- Matthew Brent Lorner left Advisors Capital Management, Llc for Calamos Wealth Management Llc (registered 2026-07-10)Jul 7, 2026 · Advisor changed firm · fact
- Brayden James Little left Advisors Capital Management, Llc for Farther (registered 2026-06-09)Jun 8, 2026 · Advisor changed firm · fact
- Robert Michael Olsen left Advisors Capital Management, Llc for Farther (registered 2026-06-09)Jun 8, 2026 · Advisor changed firm · fact
- Lantz Daryle Bowman left Advisors Capital Management, Llc for Precedent Wealth Partners, Llc (registered 2026-05-19)Jun 3, 2026 · Advisor changed firm · fact
- Advisors Capital Management, Llc reported RAUM $12.2B, up 29% from $9.5B (2025-12-17 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Johnny C Fowler left Advisors Capital Management, Llc for Edward Jones (registered 2026-06-08)Mar 6, 2026 · Advisor changed firm · fact
- David Isaac Fuchs left Advisors Capital Management, Llc for Cwm, Llc (registered 2026-04-06)Mar 6, 2026 · Advisor changed firm · fact
- Nathan Buzaid Thomsen left Advisors Capital Management, Llc for Parallel Advisors, Llc (registered 2025-05-01)Apr 21, 2025 · Advisor changed firm · fact
- Advisors Capital Management, Llc reported 50 state-registered advisory representatives, up from 38 (2024-08-07 to 2025-04-21)Apr 21, 2025 · Advisor headcount change · derived
- Advisors Capital Management, Llc reported RAUM $9.5B, up 27% from $7.4B (2024-08-07 to 2025-04-21)Apr 21, 2025 · RAUM change · derived
- Michael J Knight left Advisors Capital Management, Llc for Sound Income Strategies, Llc (registered 2025-04-02)Mar 19, 2025 · Advisor changed firm · fact
- Cary Carbonaro left Advisors Capital Management, Llc for Ashton Thomas Private Wealth (registered 2024-08-10)Aug 9, 2024 · Advisor changed firm · fact
- Richard Thomas Westhelle left Advisors Capital Management, Llc for Ashton Thomas Advisors Llc (registered 2024-08-08)Aug 9, 2024 · Advisor changed firm · fact
- Advisors Capital Management, Llc reported 22 offices beyond its principal office, up from 15 (2023-12-06 to 2024-03-29)Mar 29, 2024 · Office count change · derived
- Advisors Capital Management, Llc reported RAUM $7.4B, up 33% from $5.6B (2023-12-06 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- 2 advisors left Corient (New York, NY) for Advisors Capital Management, LLC on the same dayJul 19, 2023 · Team lift-out · derived
- Michael James Cullen (Chief Compliance Officer) no longer on Schedule A of Advisors Capital Management, Llc (listed 2022-08-30, absent 2023-03-15)Mar 15, 2023 · Control person left · inference
- Karl Robert Ross (Chief Compliance Officer) appeared on Schedule A of Advisors Capital Management, LlcMar 15, 2023 · Control person joined · fact
- Amit Chopra left Advisors Capital Management, Llc for Newedge Advisors (registered 2022-11-01)Nov 3, 2022 · Advisor changed firm · fact
- Advisors Capital Management, Llc reported 35 state-registered advisory representatives, up from 19 (2021-10-14 to 2022-03-31)Mar 31, 2022 · Advisor headcount change · derived
- Advisors Capital Management, Llc reported RAUM $5.3B, up 38% from $3.9B (2021-10-14 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Advisors Capital Management, Llc reported RAUM $3.2B, up 50% from $2.1B (2019-10-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- wealth@bridgeviewwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- robb@bridgeviewwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- deanna@bridgeviewwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 201-447-3400reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 724-940-6321reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/advisors-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- bridgeviewwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 201-447-3400reportedpublic record, Form ADV, Sep 8, 2026
- Contact form
- bridgeviewwealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- bridgeviewwealth.com/team-bridgeviewreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $207Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026