DFX Intelligence
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Registered advisor
B•••• S•••••••••
Feed of 09/15/2026
Also filed as B•••• D••••• S••••••••• D••••• S•••••••••
At current firm
4 y
since Feb 24, 2022
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Feb 24, 2022 · New York, Ny
- M••••• S•••••• wirehouseFeb 22, 2021 to Dec 2, 2021 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to P••• A••••• S••••••••• L••left Dec 2, 2021, registered Feb 24, 2022 (84 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address