DFX Intelligence
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Registered advisor
M•••••• T••••• C•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• T••••• C••••••••• C••••••••• C•••••••••
At current firm
4 y
since Sep 30, 2021
In the industry
11 y
since Nov 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Sep 30, 2021 · Charlotte, Nc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 6, 2017 to Mar 21, 2019 · Charlotte, Nc
- E••••• J•••• national BDJan 12, 2015 to May 31, 2017 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to V••••••• A•••••••• I•••left Mar 21, 2019, registered Sep 30, 2021 (924 days) · Other
- E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••left May 31, 2017, registered Oct 6, 2017 (128 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address