DFX Intelligence
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Registered advisor
J•• Y•••• P•••
Feed of 09/14/2026
Also filed as J•••• P••••••• Y• P••••••• P••••••••• P••••••• Y•••• P•••
At current firm
2 y
since Feb 16, 2024
In the industry
11 y
since Dec 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 16, 2024 · Frisco, Tx
- J••• M••••• S••••••••• L•• wirehouseJan 11, 2023 to Jan 31, 2024 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 31, 2024, registered Feb 16, 2024 (16 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address