DFX Intelligence
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A•••••• A•••••• W•••••
As of · the IAPD feed; also filed as A•••••• L•••••• W••••••••• A•••••• W••••••••• A•••••• L••••• W••••••••• W••••••••• A• W•••••
- In the industry
- 20 y
- Prior registered firms
- 1
- Signals
- 1
As of · the IAPD feed; also filed as A•••••• L•••••• W••••••••• A•••••• W••••••••• A•••••• L••••• W••••••••• W••••••••• A• W•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 21, 2026 · Fort Worth, Tx
- E••••• J•••• national BDJan 18, 2023 to Sep 3, 2024 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••• A•• P••••••• S•••••••left Sep 3, 2024, registered Apr 21, 2026 (595 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 3, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address