DFX Intelligence
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Registered advisor
L••••• T••••••
Feed of 09/14/2026
Also filed as L••••• E•••••• T••••••• R••••••••• E• T••••••••• E•••••• T••••••••• G••••••••• T•••••• G••••••••• T• G••••••••• T••••••
At current firm
4 y
since Aug 1, 2022
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 1, 2022 · Plano, Tx
- W•••• F•••• A••••••• wirehouseDec 17, 2021 to May 23, 2022 · Palm Beach Gardens, Fl
- J••• M••••• S••••••••• L•• wirehouseJun 7, 2021 to Oct 30, 2021 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left May 23, 2022, registered Aug 1, 2022 (70 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Oct 30, 2021, registered Dec 17, 2021 (48 days) · Wirehouse to wirehouse
Signals
- ••• LockedMay 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address