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RIA Intelligence

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Registered advisor

G•••• S••••

P•• W••••• M•••••••••BD affiliatedCypress, Tx dual registrantIAPD 6450839
Feed of 09/15/2026
Also filed as S•••• S••••••••• D••• S••••
At current firm
1 y
since Jul 31, 2025
In the industry
11 y
since Apr 7, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Jul 30, 2025 · Advisor changed firm · fact
  • ••• Locked
    Mar 26, 2024 · Advisor changed firm · fact
  • ••• Locked
    Aug 18, 2022 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
11derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address