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Registered advisor
M•••• A• A••• G••••••••
Feed of 09/15/2026
Also filed as M•••• A•••••• A••••••••• A••••••••• A•••••• A••••••••• L••••••• A•••
At current firm
4 y
since Aug 25, 2022
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 25, 2022 · Brooklyn, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Dec 3, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDOct 12, 2016 to Jul 13, 2018 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••left Dec 3, 2020, registered Aug 25, 2022 (630 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address