DFX Intelligence
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Registered advisor
F•••••••• P•••• S••••
Feed of 09/14/2026
Also filed as F•••• S••••••••• P•••• S••••
At current firm
1 y
since Mar 6, 2025
In the industry
12 y
since Sep 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 6, 2025 · Fairport, Ny
- U•• F•••••••• S••••••• I••• wirehouseMar 10, 2022 to Mar 17, 2025 · Rochester, Ny
- W•••• F•••• A••••••• wirehouseMar 31, 2017 to Mar 14, 2022 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 17, 2025, registered Mar 6, 2025 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Mar 14, 2022, registered Mar 10, 2022 (-4 days) · Wirehouse to wirehouse
Signals
- ••• LockedMar 17, 2025 · Advisor changed firm · fact
- ••• LockedMar 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address