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Registered advisor

S••• C••••••••• R•••••

P•• W••••• M•••••••••BD affiliatedScranton, Pa dual registrantIAPD 6490086

Feed of 09/14/2026

Also filed as S••• C••••••••• R••••••••• R•••••

At current firm

5 y

since Jun 1, 2021

In the industry

10 y

since Dec 4, 2015 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Jun 1, 2021 · Mountaintop, Pa

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 23, 2019 to May 27, 2021 · New York, Ny
E••••• J•••• national BD
Jan 23, 2017 to Sep 18, 2018 · Duryea, Pa
C•••••• S••••• • C••• I••• national BD
Nov 15, 2016 to Jan 23, 2017 · Allentown, Pa

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
left May 27, 2021, registered Jun 1, 2021 (5 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 18, 2018, registered Dec 23, 2019 (461 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• S••••• • C••• I••• to E••••• J••••
left Jan 23, 2017, registered Jan 23, 2017 (0 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address