D•••••••• J••••••

Registered advisorat C•••••• S••••• • C••• I•••Dual registrant· Clayton, MoIAPD 6504517

As of 2026-09-14 · the IAPD feed; also filed as D•••••••• T••••••••• M•••••• T••••••••• M•••••• J••••••••• J••••••••• M• T••••••••• M• J••••••••• J••••••

At current firm: 4 y
In the industry: 11 y
Prior registered firms: 3
Signals: 2

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Mar 18, 2022 · Clayton, Mo

T• A••••••••• I••• former
May 6, 2022 to Oct 14, 2022 · Chesterfield, Mo
E••••• J•••• national BD
Dec 5, 2017 to Feb 25, 2022 · St Louis, Mo
W•••• F•••• A••••••• wirehouse
Aug 26, 2015 to Dec 5, 2017 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••• to no registered destination
left Oct 14, 2022 · Departure, no registered destination
E••••• J•••• to C•••••• S••••• • C••• I•••
left Feb 25, 2022, registered Mar 18, 2022 (21 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to E••••• J••••
left Dec 5, 2017, registered Dec 5, 2017 (0 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Oct 14, 2022 · Advisor departure · fact
••• Locked
Feb 25, 2022 · Advisor changed firm · fact

Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address