DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P••• D•••• S••••••
Feed of 09/14/2026
Also filed as P••• S••••••••• D•••• S••••••••• D• S••••••
At current firm
9 y
since Oct 28, 2016
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
14
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Oct 28, 2016 · Las Vegas, Nv
- M••••• S•••••• wirehouseDec 1, 2015 to Sep 30, 2016 · Monterey, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to P••• A••••• S••••••••• L••left Sep 30, 2016, registered Oct 28, 2016 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address