DFX Intelligence
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Registered advisor
N••••• M•••• G••••••
Feed of 09/14/2026
Also filed as N••••• M•••• G••••••••• M•••• G••••••
At current firm
1 y
since Feb 3, 2025
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Feb 3, 2025 · Greenwood Village, Co
- S•••••••• A••••••• L•• national BDJan 4, 2017 to Apr 11, 2017 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to E•••••• A••••••• G••••• L••left Apr 11, 2017, registered Feb 3, 2025 (2855 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address