DFX Intelligence
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Registered advisor
C••••• W•••••• R•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• W•••••• R••••••••• W•••••• R••••••••• R•••
At current firm
0 y
since Apr 30, 2026
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Apr 30, 2026 · Hailey, Id
- M••••• S•••••• wirehouseFeb 13, 2019 to Mar 8, 2019 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E•••••• A••••••• G••••• L••left Mar 8, 2019, registered Apr 30, 2026 (2610 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address