DFX Intelligence
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Registered advisor
C••••••••• D•••••••••
Feed of 09/14/2026
Also filed as C•••• D••••••••• G••• D••••••••• D••••••••• G• D•••••••••
At current firm
0 y
since Oct 15, 2025
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Oct 15, 2025 · Alexandria, La
- L•• F•••••••• L•• BD affiliatedJan 6, 2023 to Oct 17, 2025 · Alexandria, La
- E••••• J•••• national BDMay 4, 2021 to Jan 5, 2023 · Pineville, La
- L•• F•••••••• L•• BD affiliatedJul 31, 2017 to Nov 12, 2018 · Alexandria, La
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 17, 2025, registered Oct 15, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- E••••• J•••• to L•• F•••••••• L••left Jan 5, 2023, registered Jan 6, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to E••••• J••••left Nov 12, 2018, registered May 4, 2021 (904 days) · RIA to affiliated broker-dealer or bank
Signals
- ••• LockedOct 17, 2025 · Advisor changed firm · fact
- ••• LockedJan 5, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address