DFX Intelligence
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Registered advisor
J••••• N••••••• S•••••••
Feed of 09/15/2026
Also filed as J••••• N• S•••••••
At current firm
4 y
since Jun 3, 2022
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jun 3, 2022 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseAug 3, 2018 to May 31, 2022 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 15, 2016 to Jul 31, 2018 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•••••••• S••••••••• I•••left May 31, 2022, registered Jun 3, 2022 (3 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 31, 2018, registered Aug 3, 2018 (3 days) · Wirehouse to wirehouse
Signals
- ••• LockedMay 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address