DFX Intelligence
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K••• B•••• U••••
As of · the IAPD feed; also filed as K••• B• U••••••••• U••••
- At current firm
- 1 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 3, 2025
As of · the IAPD feed; also filed as K••• B• U••••••••• U••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 3, 2025 · Atlanta, Ga
- E••••• J•••• national BDFeb 19, 2016 to Jan 4, 2018 · Broken Arrow, Ok
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to T••••• A••••••• S•••••••• I•••left Jan 4, 2018, registered Apr 3, 2025 (2646 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address