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Registered advisor
T•••••• D••• L••••
Feed of 09/14/2026
Also filed as T•••••• P••••••••• D••• P••••••••• D••• L••••••••• D••• P••••••••• L••••
At current firm
0 y
since Jun 8, 2026
In the industry
16 y
since Feb 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 8, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseAug 5, 2022 to Jun 8, 2026 · Lees Summit, Mo
- W•••• F•••• A••••••• wirehouseJul 1, 2020 to Jul 19, 2022 · Leawood, Ks
- W•••• F•••• A••••••• wirehouseAug 18, 2018 to Jul 1, 2020 · Lees Summit, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 8, 2026, registered Jun 8, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jul 19, 2022, registered Aug 5, 2022 (17 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jul 1, 2020, registered Jul 1, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address