DFX Intelligence
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Registered advisor
M•••• A• V••••••
Feed of 09/14/2026
Also filed as M•••• V••••••••• A•••••• V••••••
At current firm
4 y
since Aug 8, 2022
In the industry
12 y
since Nov 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Aug 8, 2022 · Rolling Hills Est, Ca
- W•••• F•••• A••••••• wirehouseDec 1, 2020 to Aug 10, 2022 · El Segundo, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E••••• J••••left Aug 10, 2022, registered Aug 8, 2022 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedAug 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address