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Registered advisor
M•••••• H•••••
Feed of 09/14/2026
Also filed as M•••••• M•••••• H•••••
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since May 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Sterling Heights, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 17, 2021 to Mar 31, 2025 · Covington, Ky
- C••••••• S••••••••• I••• BD affiliatedMar 19, 2019 to Mar 18, 2021 · Southfield, Mi
- M••••• S•••••• wirehouseSep 13, 2016 to Mar 18, 2019 · Farmington Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 18, 2021, registered May 17, 2021 (60 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to C••••••• S••••••••• I•••left Mar 18, 2019, registered Mar 19, 2019 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address