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N••••• C• B•••••
As of · the IAPD feed; also filed as N••••• C•••••• B••••••••• C• B••••••••• B•••••
- At current firm
- 2 y
- In the industry
- 10 y
- Prior registered firms
- 3
- Signals
- 0
since May 8, 2024
As of · the IAPD feed; also filed as N••••• C•••••• B••••••••• C• B••••••••• B•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 8, 2024 · Wellesley, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDDec 11, 2020 to Jul 16, 2021 · Salem, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 16, 2019 to Mar 5, 2020 · Merrimack, Nh
- E••••• J•••• national BDJun 22, 2018 to Aug 11, 2018 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Jul 16, 2021, registered May 8, 2024 (1027 days) · Affiliated broker-dealer or bank to wirehouse
- F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 5, 2020, registered Dec 11, 2020 (281 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 11, 2018, registered Jul 16, 2019 (339 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address