DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
V•••••• M••••••
Feed of 09/14/2026
Also filed as V•••••• P••••• M••••••
At current firm
1 y
since Mar 31, 2025
In the industry
20 y
since May 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Middletown, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 13, 2019 to Mar 31, 2025 · Shrewsbury, Nj
- P••• A••••• S••••••••• L•• BD affiliatedOct 26, 2017 to Aug 9, 2018 · Shrewsbury, Nj
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 9, 2018, registered Nov 13, 2019 (461 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address