DFX Intelligence
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Registered advisor
E••• A• S••••••
Feed of 09/15/2026
Also filed as E••• S••••••••• A•••••••• S••••••
At current firm
5 y
since Dec 9, 2020
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 9, 2020 · Miami, Fl
- W•••• F•••• A••••••• wirehouseOct 23, 2017 to Dec 8, 2020 · Cooper City, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Dec 8, 2020, registered Dec 9, 2020 (1 day) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address