DFX Intelligence
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Registered advisor
A••• C•••••••
Feed of 09/14/2026
Also filed as A•••• L• C••••••••• L• C••••••••• L••• C•••••••
At current firm
1 y
since Nov 20, 2024
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 20, 2024 · Columbus, Oh
- M••••• S•••••• wirehouseMar 28, 2022 to Jan 4, 2024 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseDec 7, 2016 to Oct 16, 2021 · Westerville, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 4, 2024, registered Nov 20, 2024 (321 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M••••• S••••••left Oct 16, 2021, registered Mar 28, 2022 (163 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJan 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address