DFX Intelligence
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Feed of 09/18/2026
Also filed as J••••• J•••••• L•••
At current firm
2 y
since May 3, 2024
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 3, 2024 · Sarasota, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 6, 2020 to Oct 16, 2023 · St Petersburg, Fl
- E••••• J•••• national BDApr 11, 2018 to Oct 8, 2018 · St Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Oct 16, 2023, registered May 3, 2024 (200 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to C••••• I••••••••• A••••••• L••left Oct 8, 2018, registered Jul 6, 2020 (637 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 17, 2026 · New state registration · fact
- ••• LockedOct 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address