DFX Intelligence
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Registered advisor
J•••• R••••• B••••••
Feed of 09/15/2026
Also filed as B•••• B••••••••• B••••••••• R••••• B••••••
At current firm
1 y
since Mar 31, 2025
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Decatur, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 18, 2024 to Mar 31, 2025 · Atlanta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 24, 2020 to Mar 28, 2023 · Covington, Ky
- P••• A••••• S••••••••• L•• BD affiliatedJul 12, 2017 to Oct 16, 2018 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 16, 2018, registered Jul 24, 2020 (647 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address