DFX Intelligence
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Feed of 09/14/2026
At current firm
7 y
since Jun 17, 2019
In the industry
11 y
since Nov 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 17, 2019 · Oak Brook, Il
- W•••• F•••• A••••••• wirehouseDec 14, 2018 to Jun 17, 2019 · Oak Brook, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 24, 2017 to Dec 10, 2018 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 17, 2019, registered Jun 17, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 10, 2018, registered Dec 14, 2018 (4 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address