DFX Intelligence
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Registered advisor
D••••• A•• H• C••••••
Feed of 09/14/2026
Also filed as D••••• A•• V••••••••• H••••••••• A•• C••••••••• A•• H•••••••• C••••••••• A•• H••••••••• A• C••••••
At current firm
0 y
since Mar 2, 2026
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 2, 2026 · Virginia Beach, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2024 to Feb 18, 2026 · Virginia Beach, Va
- W•••• F•••• A••••••• wirehouseJun 5, 2019 to Aug 5, 2021 · Fremont, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 18, 2026, registered Mar 2, 2026 (12 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 5, 2021, registered Oct 11, 2024 (1163 days) · Wirehouse to wirehouse
Signals
- ••• LockedFeb 18, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address