DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
T••••••• J••• V••••••••
As of · the IAPD feed; also filed as T• V••••••••• V••••••••
- At current firm
- 3 y
- In the industry
- 11 y
- Prior registered firms
- 1
- Signals
- 1
since Oct 26, 2022
As of · the IAPD feed; also filed as T• V••••••••• V••••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Oct 26, 2022 · Fort Collins, Co
- W•••• F•••• A••••••• wirehouseOct 4, 2017 to Oct 25, 2022 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Oct 25, 2022, registered Oct 26, 2022 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedOct 25, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address