DFX Intelligence
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Feed of 09/14/2026
Also filed as L•••• B••• W•••
At current firm
4 y
since Mar 25, 2022
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Mar 25, 2022 · Plano, Tx
- E••••• J•••• national BDOct 11, 2017 to Jan 11, 2019 · Amarillo, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to F••••• I•••••••••left Jan 11, 2019, registered Mar 25, 2022 (1169 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address