DFX Intelligence
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Registered advisor
A•• L••••• J••••••
Feed of 09/14/2026
Also filed as A•• L••••• J••••••••• L• J••••••
At current firm
1 y
since Oct 15, 2024
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Oct 15, 2024 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseAug 23, 2023 to Jun 10, 2024 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••left Jun 10, 2024, registered Oct 15, 2024 (127 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address