DFX Intelligence
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Registered advisor
A••••• E••••• M•••••
Feed of 09/14/2026
At current firm
4 y
since Aug 8, 2022
In the industry
15 y
since May 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 8, 2022 · Riverview, Fl
- M••••• S•••••• wirehouseJul 21, 2020 to Jun 14, 2022 · Tampa, Fl
- C•••••• S••••• • C••• I••• national BDAug 23, 2018 to Jun 22, 2020 · Lone Tree, Co
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E•••••• A••••••• G••••• L••left Jun 14, 2022, registered Aug 8, 2022 (55 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M••••• S••••••left Jun 22, 2020, registered Jul 21, 2020 (29 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJun 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address