DFX Intelligence
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Registered advisor
M••••• B•••••••
Feed of 09/14/2026
Also filed as M••••• D• B••••••••• D• B••••••••• B•••••••
At current firm
0 y
since Oct 28, 2025
In the industry
12 y
since Jul 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 28, 2025 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseJun 10, 2024 to Oct 29, 2025 · Alpharetta, Ga
- U•• F•••••••• S••••••• I••• wirehouseSep 27, 2021 to Jun 13, 2024 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseJul 6, 2018 to Sep 13, 2021 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 29, 2025, registered Oct 28, 2025 (-1 days) · channel change inside one enterprise, not a move
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 13, 2024, registered Jun 10, 2024 (-3 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Sep 13, 2021, registered Sep 27, 2021 (14 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJun 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address