DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••• P••••••
Feed of 09/14/2026
Also filed as J••• P••••••••• D•••• P••••••
At current firm
3 y
since Feb 27, 2023
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 27, 2023 · Alpharetta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 13, 2021 to Feb 24, 2023 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseMar 25, 2020 to Jul 8, 2021 · Raleigh, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 27, 2018 to Oct 10, 2019 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 24, 2023, registered Feb 27, 2023 (3 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 8, 2021, registered Sep 13, 2021 (67 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 10, 2019, registered Mar 25, 2020 (167 days) · Wirehouse to wirehouse
Signals
- ••• LockedFeb 24, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address