DFX Intelligence
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Registered advisor
M••••••• N•••• R•••••
Feed of 09/14/2026
Also filed as M••••••• N•••• R••••••••• N• R•••••
At current firm
2 y
since May 15, 2024
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 15, 2024 · Irvine, Ca
- M••••• S•••••• wirehouseApr 27, 2018 to Apr 11, 2024 · Riverside, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left Apr 11, 2024, registered May 15, 2024 (34 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedApr 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address