DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
Z••• M•••••••
Feed of 09/15/2026
Also filed as Z••• M••••••••• R••• M•••••••
At current firm
1 y
since Mar 31, 2025
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · North Brunswick, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 20, 2021 to Mar 31, 2025 · Merrimack, Nh
- W•••• F•••• A••••••• wirehouseFeb 13, 2019 to Feb 4, 2021 · Hillsborough, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 10, 2018 to Jan 7, 2019 · Bedminster, Nj
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 4, 2021, registered Oct 20, 2021 (258 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 7, 2019, registered Feb 13, 2019 (37 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address