DFX Intelligence
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E••• M•••••• R••••••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 3 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since Jun 30, 2023
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jun 30, 2023 · Alexandria, Va
- E••••• J•••• national BDJun 15, 2018 to Jul 12, 2023 · Leesburg, Va
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to T••••• A••••••• S•••••••• I•••left Jul 12, 2023, registered Jun 30, 2023 (-12 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 12, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address