DFX Intelligence
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Feed of 09/14/2026
At current firm
5 y
since Mar 18, 2021
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Mar 18, 2021 · Plano, Tx
- E••••• J•••• national BDJun 30, 2020 to Mar 2, 2021 · Ridgefield, Wa
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to F••••• I•••••••••left Mar 2, 2021, registered Mar 18, 2021 (16 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address