DFX Intelligence
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Registered advisor
J•••• D•••• G•••••
Feed of 09/14/2026
Also filed as J•••• D•••• G••••••••• D• G••••••••• G•••••
At current firm
2 y
since Apr 8, 2024
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Apr 8, 2024 · Phoenix, Az
- J••• M••••• S••••••••• L•• wirehouseMay 13, 2022 to Sep 21, 2023 · Tempe, Az
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••left Sep 21, 2023, registered Apr 8, 2024 (200 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedSep 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address