DFX Intelligence
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Registered advisor
H•••• W••••• O•••
Feed of 09/15/2026
Also filed as H•••• S••••••• W••••••••• W••••• O••••••••• O•••
At current firm
2 y
since Oct 23, 2023
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Oct 23, 2023 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedNov 3, 2020 to Oct 20, 2023 · Panama City Beach, Fl
- E••••• J•••• national BDDec 26, 2018 to Oct 27, 2020 · Panama City Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P•••••••• S••••••••• I•••left Oct 20, 2023, registered Oct 23, 2023 (3 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to L•• F•••••••• L••left Oct 27, 2020, registered Nov 3, 2020 (7 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address