DFX Intelligence
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J••••• R•••••• J•••
As of · the IAPD feed; also filed as J••••• R••••••••• R•••••••••
- At current firm
- 3 y
- In the industry
- 15 y
- Prior registered firms
- 1
- Signals
- 1
since Nov 18, 2022
As of · the IAPD feed; also filed as J••••• R••••••••• R•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 18, 2022 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseFeb 14, 2019 to Nov 3, 2022 · Billings, Mt
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Nov 3, 2022, registered Nov 18, 2022 (15 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedNov 3, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address