DFX Intelligence
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Registered advisor
G••••• B••••• B••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as N•••• G••••• B•••••
At current firm
3 y
since Apr 21, 2023
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 21, 2023 · Wayzata, Mn
- E••••• J•••• national BDFeb 21, 2019 to Apr 28, 2023 · Edina, Mn
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to M••••• S••••••left Apr 28, 2023, registered Apr 21, 2023 (-7 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedApr 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address