DFX Intelligence
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Registered advisor
T••••• L•• J•••••••
Feed of 09/23/2026
Also filed as T••••• L•• J••••••••• J•••••••
At current firm
0 y
since Sep 22, 2026
In the industry
13 y
since Sep 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 22, 2026 · Las Vegas, Nv
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jul 8, 2025 · Las Vegas, Nv
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 16, 2022 to Mar 31, 2025 · Las Vegas, Nv
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 18, 2019 to Nov 30, 2020 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Jul 8, 2025, registered Sep 22, 2026 (441 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 30, 2020, registered Jun 16, 2022 (563 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 22, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address