DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
Z•••••• Z••••
Feed of 09/15/2026
Also filed as Z•••••• Z••••
At current firm
1 y
since Oct 1, 2024
In the industry
13 y
since Sep 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 1, 2024 · Columbus, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 25, 2024 to Sep 16, 2024 · New Albany, Oh
- M••••• S•••••• wirehouseDec 6, 2020 to Jan 11, 2024 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Sep 16, 2024, registered Oct 1, 2024 (15 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to M•• I•••••••• S•••••••• L••left Jan 11, 2024, registered Apr 25, 2024 (105 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedSep 16, 2024 · Advisor changed firm · fact
- ••• LockedJan 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address