DFX Intelligence
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Registered advisor
A••• J•••• M••••••••
Feed of 09/15/2026
Also filed as A••• M••••••••
At current firm
0 y
since Dec 4, 2025
In the industry
20 y
since May 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 4, 2025 · East Palo Alto, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 16, 2021 to Jan 3, 2023 · Haines City, Fl
- W•••• F•••• A••••••• wirehouseDec 9, 2020 to Jun 14, 2021 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Jan 3, 2023, registered Dec 4, 2025 (1066 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 14, 2021, registered Jul 16, 2021 (32 days) · Wirehouse to wirehouse
Signals
- ••• LockedJan 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address