DFX Intelligence
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Registered advisor
W•••••• J••••• M••••
Feed of 09/23/2026
Also filed as W•••••• J••••• M••••••••• M••••
At current firm
0 y
since Sep 22, 2026
In the industry
12 y
since Sep 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Sep 22, 2026 · Hingham, Ma
- F•••• P••••••• W•••••• L•• independent RIAApr 20, 2023 to Aug 28, 2025 · Babylon, Ny
- T••• H•••••• L•• independent RIAMay 1, 2019 to Jan 13, 2023 · Foster City, Ca
Moves
a registration end followed by a registration begin elsewhere
- F•••• P••••••• W•••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 28, 2025, registered Sep 22, 2026 (390 days) · Other
- T••• H•••••• L•• to F•••• P••••••• W•••••• L••left Jan 13, 2023, registered Apr 20, 2023 (97 days) · RIA to RIA
Signals
- ••• LockedSep 22, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address